Legal Documents

Please click on the documents below to view.

Market Service License

Rockfort Markets is a licensed derivatives issuer in respect of a regulated offer of derivatives.

Rockfort Markets Privacy Policy

Personal information is information that includes information that could be used to identify you.

Financial Services Complaints Limited

This is to certify that Rockfort Markets are members of Financial Services Complaints Limited.

Product Disclosure Statement

Product Disclosure Statement For Margined Contracts for Difference Issued by Rockfort Markets Limited.

Certificate of Incorporation

ROCKFORT MARKETS LIMITED was incorporated under the Companies Act 1993.

Rockfort Markets
Client Agreement

This Agreement sets out the basis on which Rockfort Markets will provide services to you, the Client.

KYC Policy

Client account opening and onboarding with Rockfort Markets.

Anti-money laundering [AML]

Anti-Money Laundering and Countering Financing of
Terrorism (AML/CFT)

“In a turbulent world, New Zealand stands out as a reassuringly sturdy beacon of economic, political and social stability.”

Risk Warning: CFDs and margin FX are leveraged products that carry a high level of risk to your capital. Trading is not suitable for everyone and may result in you losing substantially more than your initial investment. Please consider our PDS

Rockfort Markets’ products are risky; please read our PDS.